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Brent Carman

Capital Wealth Alliance, LLC
22 Years of Experience
Scottsdale, AZ
1 DisclosureSells Insurance
View SEC Summary
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Brent Carman is a registered investment advisor at Capital Wealth Alliance, LLC, based in Scottsdale, AZ, with 22 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 348 clients with $300M in assets under management.

Capital Wealth Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
348 clients
Average Client Portfolio
$863K average
Assets Under Management
$300.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Annual portfolio management fee ranges up to 2.25% depending on asset value, complexity, and administration level. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17015 North Scottsdale Road, Suite 250, Scottsdale, AZ, 85255

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brent receives referral fees from Estate Documents Pro and owns Pro Financial Health, dedicating minimal time to each. Brent is also a partner and agent at Capital Wealth Insurance LLC, selling insurance, and has ownership roles in Merition Advisors LLC and Capital Wealth Holding LLC, spending minimal time on these ventures, plus a silent investment into Commercium.

Employment History
Current Registrations
Capital Wealth Alliance, LLC
October 2018 - Present · 8 yrs
Previous Registrations
Kingswood Capital Partners, LLCBroker
October 2018 - January 2023 · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
December 2012 - October 2018 · 5 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2012 - October 2018 · 5 yrs 11 mos
Wells Fargo Advisors, LLC
January 2011 - November 2012 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
January 2011 - November 2012 · 1 yr 10 mos
Wells Fargo Investments, LLC
October 2008 - January 2011 · 2 yrs 3 mos
Wells Fargo Investments, LLCBroker
September 2008 - January 2011 · 2 yrs 4 mos
Chase Investment Services CORP.
July 2005 - September 2008 · 3 yrs 2 mos
Chase Investment Services CORP.Broker
July 2005 - September 2008 · 3 yrs 2 mos
Banc One Securities Corporation
May 2005 - July 2005 · 2 mos
Banc One Securities CorporationBroker
May 2005 - July 2005 · 2 mos
Morgan Stanley Dw INC.Broker
August 2004 - May 2005 · 9 mos
State Registrations2 states
AZTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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