Brent Michael Carman

Capital Wealth Alliance, LLC

21 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Capital Wealth Alliance, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

353 clients

Average Client Portfolio

$625K average

Assets Under Management

$220.5M

Fee Structure

Location

17015 North Scottsdale Road, Suite 250, Scottsdale, AZ, 85255

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History

Regulatory History (1)

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Customer Dispute

October 2008

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brent receives referral fees from Estate Documents Pro and owns Pro Financial Health, dedicating minimal time to each. Brent is also a partner and agent at Capital Wealth Insurance LLC, selling insurance, and has ownership roles in Merition Advisors LLC and Capital Wealth Holding LLC, spending minimal time on these ventures, plus a silent investment into Commercium.

Employment History

Current Registrations

Capital Wealth Alliance, LLC

October 2018 - Present · 7 yrs 4 mos

Previous Registrations

Kingswood Capital Partners, LLCBroker

October 2018 - January 2023 · 4 yrs 3 mos

Raymond James Financial Services Advisors, INC

December 2012 - October 2018 · 5 yrs 10 mos

Raymond James Financial Services, INC.Broker

November 2012 - October 2018 · 5 yrs 11 mos

Wells Fargo Advisors, LLC

January 2011 - November 2012 · 1 yr 10 mos

Wells Fargo Advisors, LLCBroker

January 2011 - November 2012 · 1 yr 10 mos

Wells Fargo Investments, LLC

October 2008 - January 2011 · 2 yrs 3 mos

Wells Fargo Investments, LLCBroker

September 2008 - January 2011 · 2 yrs 4 mos

Chase Investment Services CORP.

July 2005 - September 2008 · 3 yrs 2 mos

Chase Investment Services CORP.Broker

July 2005 - September 2008 · 3 yrs 2 mos

Banc One Securities Corporation

May 2005 - July 2005 · 2 mos

Banc One Securities CorporationBroker

May 2005 - July 2005 · 2 mos

Morgan Stanley Dw INC.Broker

August 2004 - May 2005 · 9 mos

State Registrations2 states

AZTX

Advisor

Exams

No exam information available for this advisor.