JS
CFP
JS
CFP

James Christopher Sargent

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
760 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$803.7M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.35%
$500K - $1.0M1.25%
$1.0M - $2.0M1.15%
$2.0M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $7.0M0.75%
$7M+Included

Fees are negotiable for assets over $7,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

201 Ft. Worth Hwy., Weatherford, TX, 76086

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is a licensed Texas insurance agent since 2004, selling life insurance products, dedicating minimal time. He is also a registered representative with LPL Financial since 2019, spending about 10% of his time there, and an investment advisor representative (IAR) with Garrett Wealth Advisory Group, dedicating nearly full-time hours.

Employment History
Current Registrations
Bentoak Capital
December 2019 - Present · 6 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
November 2019 - December 2024 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2015 - November 2019 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - November 2019 · 4 yrs 8 mos
Wells Fargo Investments, LLC
July 2005 - May 2007 · 1 yr 10 mos
Wells Fargo Investments, LLCBroker
July 2004 - May 2007 · 2 yrs 10 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.