Martha Caldwell
Martha Caldwell is a registered investment advisor at Raymond James & Associates, INC., based in Lake Oswego, OR, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
5300 Meadows Road, Suite 250, Lake Oswego, OR, 97035-5294
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2019Customer Dispute
January 2017Customer Dispute
November 2006Other Business Activities
Martha owns rental real estate and is involved in agriculture/farming, specifically breeding and selling dressage horses since 1990, dedicating about 10-20% of her time. She also works part-time as a fashion consultant at Nordstrom, spending a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.