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John Chess

Concorde Asset Management, LLC
21 Years of Experience
Columbus, OH
4 DisclosuresBrokerSells Insurance
View SEC Summary
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John Chess is a registered investment advisor at Concorde Asset Management, LLC, based in Columbus, OH, with 21 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,705 clients with $600M in assets under management.

Concorde Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
3,705 clients
Average Client Portfolio
$162K average
Assets Under Management
$598.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Total fees typically range from 1% to 2% annually for standard management and up to 2.25% for discretionary UMA programs including platform and manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Columbus, OH

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2014
Settled
Customer Dispute
August 2013
Settled
Criminal
December 1986
Final Disposition
Criminal
March 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is the president of Realty Invest, a real estate brokerage, since 2004. He also operates Chess Financial as a DBA for securities and investment advisory activities since 2010, and is an investment advisor representative with Concorde Asset Management, LLC since 2021. John dedicates minimal time to property management under Realty Invest.

Employment History
Current Registrations
Concorde Investment Services, LLCBroker
February 2021 - Present · 5 yrs 8 mos
Concorde Asset Management, LLC
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Securities America Advisors, INC.
July 2020 - February 2021 · 7 mos
Securities America, INC.Broker
July 2020 - February 2021 · 7 mos
Investacorp Advisory Services INC
January 2011 - July 2020 · 9 yrs 6 mos
Investacorp, INC.Broker
January 2011 - July 2020 · 9 yrs 6 mos
Investors Capital Advisory
July 2007 - December 2010 · 3 yrs 5 mos
Investors Capital CORP.Broker
July 2007 - December 2010 · 3 yrs 5 mos
Gunnallen Financial, INC
May 2006 - July 2007 · 1 yr 2 mos
Gunnallen Financial, INCBroker
September 2005 - July 2007 · 1 yr 10 mos
Lasalle St Securities, L.L.C.Broker
January 2005 - September 2005 · 8 mos
Nnn Capital CORP.Broker
October 2004 - November 2004 · 1 mo
State Registrations10 states
CAFLHIILMINCNVOHPAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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