Hugo Ulloa is a registered investment advisor, based in Miami, FL, with 21 years of industry experience.
Location
Citi Private Bank, 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Hugo owns a rental property in Pompano Beach, FL, since 2009. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 4 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 4 mos
Citigroup Global Markets INC.
October 2014 - Present · 11 yrs 9 mos
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs 2 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs 2 mos
Previous Registrations
Citicorp Investment ServicesBroker
September 2005 - May 2007 · 1 yr 8 mos
Assent LLCBroker
July 2004 - April 2005 · 9 mos
State Registrations11 states
CACODEFLINNCNJNYSDTXVirgin Islands
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.