Connie Ferrell is a registered investment advisor at Cetera Investment Advisers LLC, based in Sonoma, CA, with 21 years of industry experience. Connie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
20707 N. Sunshine Road, Sonoma, CA, 95370
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Connie is a 50% owner/president, office manager, and tax preparer at Flavin and Associates since 1975, dedicating nearly full-time hours to tax preparation and office management. She also manages a rental property and volunteers as president of the Tuolumne County Tennis Association, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations4 states
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