Anthony Pagano
Anthony Pagano is a registered investment advisor at Joseph P. Lucia & Associates, LLC, based in Yorktown Heights, NY, with 21 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 804 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.75% |
Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
3505 Hill Blvd., Suite J, Yorktown Heights, NY, 10598
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is a financial advisor with Joseph P Lucia & Associates, LLC, dedicating nearly full-time hours to client acquisition and trading. He also sells fixed and traditional insurance products, and life insurance, health, VA, and fixed annuities, spending a few hours per week and about a third of his time, respectively. Additionally, Anthony owns rental property, spending minimal time on maintenance and bill payments.
Employment History
Current Registrations
Joseph P. Lucia & Associates, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Creativeone Securities, LLC
Client One Securities LLC
Client One Securities LLC
Creativeone Securities, LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Essex National Securities, LLC
Essex National Securities, LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.