Stephen Haeckel
Stephen Haeckel is a registered investment advisor at Trivium Point Advisory, LLC, based in White Plains, NY, with 20 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 850 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Trivium Point Advisory charges an annual fee based on the value of your investments. This fee is negotiable and typically ranges from 0.10% to 1.25% per year. The fee is calculated based on the value of your investments at the end of the previous quarter. For clients referred to an external manager, the fee will be deducted from the client's account with the external manager, and a portion will be provided to Trivium Point Advisory. Fees for the Institutional Intelligent Portfolios platform also range from 0.10% to 1.25% annually.
Location
711 Westchester Ave., Suite 305, White Plains, NY, 10604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen operates several businesses, including Trivium Point Advisory and Trivium Point Consulting, which are DBAs for his LPL business, and Trivium Point Advisory LLC, an independent investment advisor firm, dedicating a significant amount of time to these activities. He also works with Quarry Hill Consultants LLC, an insurance agency, selling various insurance products, and Trivium Point Insurance Group as an agent/producer.
Employment History
Current Registrations
Trivium Point Advisory, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Transamerica Financial Advisors, INCBroker
Lincoln Financial Distributors, INC.Broker
MML Investors Services, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.