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Matthew West

21 Years of Experience
Colorado Springs, CO
Broker

Matthew West is a registered investment advisor at Raymond James & Associates, INC., based in Colorado Springs, CO, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

102 North Cascade, Suite 350, Colorado Springs, CO, 80903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - January 2017 · 7 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2017 · 7 yrs 7 mos
Citigroup Global Markets INC.
March 2005 - June 2009 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
June 2004 - June 2009 · 5 yrs
State Registrations29 states
AKAZCACOCTFLGAHIILINKSKYMNMOMTNCNENMNVNYOKORSCSDTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.