Nikolas Totaro is a registered investment advisor at Morgan Stanley, based in Darien, CT, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Darien, CT
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2008Settled
Employment History
Current Registrations
Morgan Stanley
May 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
May 2024 - Present · 2 yrs 4 mos
Morgan Stanley
May 2024 - Present · 2 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2024 · 14 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - April 2024 · 14 yrs 6 mos
Banc of America Investment Services, INC.
July 2008 - October 2009 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
July 2008 - October 2009 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
May 2007 - July 2008 · 1 yr 2 mos
Citigroup Global Markets INC.
May 2007 - July 2008 · 1 yr 2 mos
Citicorp Investment Services
February 2007 - May 2007 · 3 mos
Citicorp Investment ServicesBroker
February 2007 - May 2007 · 3 mos
Prudential Financial Planning Services
February 2005 - January 2007 · 1 yr 11 mos
Pruco Securities, LLC.Broker
July 2004 - January 2007 · 2 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.