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Sissi Sondgroth

20 Years of Experience
Seattle, WA
Broker

Sissi Sondgroth is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

925 Fourth Ave Ste 3600, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sissi is an owner/member of 529 Properties LLC, a rental property, since 2022. She spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 6 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Mcadams Wright Ragen, INC.
April 2014 - November 2014 · 7 mos
Mcadams Wright Ragen, INC.Broker
April 2014 - November 2014 · 7 mos
Wells Fargo Advisors, LLC
August 2013 - March 2014 · 7 mos
Wells Fargo Advisors, LLCBroker
April 2012 - March 2014 · 1 yr 11 mos
Wells Fargo Advisors, LLC
April 2012 - August 2013 · 1 yr 4 mos
Ameriprise Financial Services, INC.
August 2011 - April 2012 · 8 mos
Ameriprise Financial Services, INC.Broker
August 2011 - April 2012 · 8 mos
Mcadams Wright Ragen, INC.
October 2010 - August 2011 · 10 mos
Mcadams Wright Ragen, INC.Broker
October 2010 - August 2011 · 10 mos
Wells Fargo Investments, LLC
June 2007 - October 2010 · 3 yrs 4 mos
Wells Fargo Investments, LLCBroker
November 2005 - October 2010 · 4 yrs 11 mos
State Registrations26 states
AZCACTDCFLGAIAIDLAMAMDMNMOMTNHNJNYOHORPASDTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.