CT
CT

Cynthia Thompson

21 Years of Experience
Mandeville, LA
Broker

Cynthia Thompson is a registered investment advisor at LPL Financial LLC, based in Mandeville, LA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

Mandeville, LA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Cynthia operates Strong Thompson & Associates Wealth Management as a DBA for her LPL business. She also works as a poll commissioner, is an author/contributor to Lexis Nexis publications, and serves on the Mandeville City Council, dedicating about a quarter of her time to the council.

Employment History
Current Registrations
LPL Financial LLC
August 2019 - Present · 6 yrs 9 mos
LPL Financial LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2012 - August 2019 · 7 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2012 - August 2019 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - April 2012 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - April 2012 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
February 2006 - May 2007 · 1 yr 3 mos
Legg Mason Wood Walker, IncorporatedBroker
July 2004 - February 2006 · 1 yr 7 mos
State Registrations14 states
ALARDEFLLAMDMIMSNCSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cynthia Thompson - Financial Advisor | TrueAdvisor