Geoffrey Peterson

21 Years of Experience

Mokena, IL

1 DisclosureBrokerSells Insurance

Geoffrey Peterson is a registered investment advisor at LPL Financial LLC, based in Mokena, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

LPL Financial LLC

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

27420 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

19065 Hickory Creek Dr, Ste 310, Mokena, IL, 60448

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History

Regulatory History (1)

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Criminal

April 2001

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Geoffrey operates WRI Investments as a DBA for his LPL business and Rinker Investments LLC for tax/investment purposes. He also works with Crump & Associate of Clifton Park selling non-variable insurance, dedicating about a quarter of his time to Rinker Investments LLC.

Employment History

Current Registrations

LPL Financial LLC

July 2021 - Present · 5 yrs

LPL Financial LLCBroker

July 2021 - Present · 5 yrs

Previous Registrations

Waddell & Reed

March 2005 - July 2021 · 16 yrs 4 mos

Waddell & ReedBroker

March 2005 - July 2021 · 16 yrs 4 mos

Invest Financial CorporationBroker

September 2004 - March 2005 · 6 mos

State Registrations37 states

ALAZCACOCTDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSNCNENVNYOHORPASCTNTXUTVAWAWIWV

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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