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Jason Rhodes

21 Years of Experience
Phoenix, AZ
Broker

Jason Rhodes is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 21 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1702 E. Highland Ave, Suite 204, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arizona Capital Management is a DBA for Cetera Business. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2022 - Present · 3 yrs 8 mos
Cetera Investment Services LLCBroker
November 2022 - Present · 3 yrs 8 mos
Previous Registrations
Royal Alliance Associates, INC.
November 2020 - November 2022 · 2 yrs
Royal Alliance Associates, INC.Broker
October 2020 - November 2022 · 2 yrs 1 mo
Hornor, Townsend & Kent, LLC
October 2018 - November 2020 · 2 yrs 1 mo
Hornor, Townsend & Kent, LLCBroker
August 2018 - November 2020 · 2 yrs 3 mos
Foresters Advisory Services, LLC
March 2013 - August 2018 · 5 yrs 5 mos
Foresters Financial Services, INC.Broker
July 2004 - August 2018 · 14 yrs 1 mo
State Registrations36 states
AZCACODEFLGAHIIAIDILINKYMAMDMIMNMOMSNCNENHNJNMNVNYOHOKORSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Rhodes - Financial Advisor | TrueAdvisor