Kelsy Phinney is a registered investment advisor, based in Boston, MA, with 21 years of industry experience.
Location
100 Federal St, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Franklin Distributors, LLC
July 2024 - Present · 1 yr 10 mos
Franklin Distributors, LLCBroker
July 2024 - Present · 1 yr 10 mos
Putnam Investment Management, LLC
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
January 2015 - July 2024 · 9 yrs 6 mos
Rs Funds Distributor LLCBroker
June 2014 - December 2014 · 6 mos
Guardian Investor Services LLCBroker
September 2006 - June 2014 · 7 yrs 9 mos
Fam Distributors, INC.Broker
October 2004 - August 2006 · 1 yr 10 mos
State Registrations8 states
CACTFLGAMANCNYSC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.