David Fischer is a registered investment advisor, based in Boston, MA, with 21 years of industry experience.
Location
100 Federal St, Boston, MA, 02110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Franklin Distributors, LLC
January 2024 - Present · 2 yrs 4 mos
Franklin Distributors, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Putnam Investment Management, LLC
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
April 2011 - July 2024 · 13 yrs 3 mos
Sunamerica Capital Services, INC.Broker
May 2010 - March 2011 · 10 mos
Capital Brokerage CorporationBroker
December 2007 - May 2010 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2004 - December 2007 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - December 2007 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.