Syed Farooq
Syed Farooq is a registered investment advisor at Jaffe Tilchin Investment Partners, LLC, based in Santa Ana, CA, with 17 years of industry experience. Syed operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,478 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Jaffe Tilchin charges a percentage of your portfolio's value each year for investment management. The maximum you'll pay is 2.00% annually, which includes any fees charged by independent managers. This fee covers actively managed cash balances. Fees are calculated based on the market value of your assets as determined by the custodian of your account.
Location
4 Hutton Centre Dr, Ste 500, Santa Ana, CA, 92707
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2025Other Business Activities
Syed is a Vice President of Islamic residential finance at Devon Bank since 2016, working as a mortgage loan originator. This takes about a quarter of his time, with about 10-20% of his time during securities trading hours.
Employment History
Current Registrations
Jaffe Tilchin Investment Partners, LLC
Previous Registrations
Calton & Associates, INC.Broker
Forefront
Westpark Capital, INC.
Westpark Capital, INC.Broker
Protected Investors of America
Protected Investors of AmericaBroker
Saturna Capital Corporation
Saturna Brokerage Services, INCBroker
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.