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Annette Schiavone

Morgan Stanley
21 Years of Experience
Baltimore, MD
1 DisclosureBroker
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Annette Schiavone is a registered investment advisor at Morgan Stanley, based in Baltimore, MD, with 21 years of industry experience. Annette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1300 Thames Street, Baltimore, MD, 21231

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Annette is a fiduciary for an immediate family member, overseeing a trust account and distributing income, dedicating a few hours per week. She is also a committee member for a FINRA committee and owns rental property in Baltimore, Maryland.

Employment History
Current Registrations
Morgan Stanley
December 2012 - Present · 13 yrs 10 mos
Morgan Stanley
December 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Lincoln Financial Advisors Corporation
November 2011 - September 2012 · 10 mos
Lincoln Financial Advisors CorporationBroker
November 2011 - September 2012 · 10 mos
Ic Advisory Services, INC.
February 2009 - October 2011 · 2 yrs 8 mos
The Investment Center, INC.Broker
February 2009 - October 2011 · 2 yrs 8 mos
The Ayco Company,l.p.
November 2007 - November 2008 · 1 yr
Mercer Allied Company, L.P.Broker
November 2007 - November 2008 · 1 yr
Metlife Securities INC.
January 2007 - September 2007 · 8 mos
Metlife Securities INC.Broker
December 2006 - September 2007 · 9 mos
Metropolitan Life Insurance CompanyBroker
December 2006 - July 2007 · 7 mos
Morgan Stanley
August 2004 - August 2006 · 2 yrs
Morgan Stanley Dw INC.Broker
July 2004 - August 2006 · 2 yrs 1 mo
State Registrations2 states
MDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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