Rebecca Trachtenberg is a registered investment advisor, based in Shrewsbury, NJ, with 18 years of industry experience.
Location
Shrewsbury, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rebecca works in an administrative role for Regal Wealth Advisors, a financial services firm, since 2012. This takes up a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
LPL Financial LLC
January 2019 - February 2024 · 5 yrs 1 mo
LPL Financial LLCBroker
January 2019 - February 2024 · 5 yrs 1 mo
Kestra Advisory Services, LLC
April 2016 - January 2019 · 2 yrs 9 mos
NFP Advisor Services, LLC
March 2012 - September 2016 · 4 yrs 6 mos
Kestra Investment Services, LLCBroker
February 2012 - January 2019 · 6 yrs 11 mos
Fbr Capital Markets & CO.Broker
June 2008 - March 2010 · 1 yr 9 mos
Morgan Stanley & CO., IncorporatedBroker
July 2007 - October 2007 · 3 mos
Morgan Stanley & CO., Incorporated
July 2007 - October 2007 · 3 mos
Wachovia Securities, LLC
January 2006 - July 2007 · 1 yr 6 mos
Wachovia Securities, LLCBroker
January 2006 - July 2007 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
December 2004 - December 2005 · 1 yr
State Registrations2 states
NJSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.