James Raper is a registered investment advisor at LPL Financial LLC, based in Memphis, TN, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5400 Poplar Avenue Suite 210, Memphis, TN, 38117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is affiliated with Alluvial Wealth Partners as a DBA for LPL business, dedicating nearly full-time hours. He also provides investment advisory services through NewEdge Advisors, an independent investment advisor firm, spending nearly full-time hours on this activity as well.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Newedge Advisors
Previous Registrations
First Horizon Advisors, INC.Broker
First Horizon Advisors, INC
Suntrust Investment Services, INC.Broker
Suntrust Investment Services, INC.
Amsouth Investment Services, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.