Michael Valiente
Michael Valiente is a registered investment advisor at Legacy & Wealth Financial Advisors, based in Irvine, CA, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 112 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.65% |
Fees are negotiable. Web-Based Portfolio Management Service fee: 1.00% on the first $1,000,000 and 0.50% on amounts over $1,000,000, plus an additional 0.25% fee.
Fee Estimator
Location
300 Spectrum Center Drive, Suite 400, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2011Other Business ActivitiesSells Insurance
Michael owns rental properties and is also an insurance agent/agency selling accident, health, disability, fixed indexed annuities, and life insurance. He spends about 10-20% of his time on insurance-related activities, with 15 hours occurring during securities trading hours.
Employment History
Current Registrations
Legacy & Wealth Financial Advisors
Previous Registrations
Trustmont Advisory Group, INC.
Trustmont Financial Group, INC.Broker
LPL Financial LLCBroker
World Group Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.