RS
RS

Ryan Shaw

20 Years of Experience
Waterloo, IA
BrokerSells Insurance

Ryan Shaw is a registered investment advisor at Cetera Investment Advisers LLC, based in Waterloo, IA, with 20 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

816 Tower Park Dr, Waterloo, IA, 50701

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Ryan sells fixed insurance products including life, health, annuities, and long-term care, dedicating full-time hours to this activity. He is also a partner and investment advisor representative at Financial Resource Advisors, LLC, focusing on securities, advisory, and insurance services, also dedicating full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
April 2008 - Present · 18 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
April 2008 - March 2024 · 15 yrs 11 mos
Ameriprise Financial Services, INC.
July 2005 - April 2008 · 2 yrs 9 mos
Ameriprise Financial Services, INC.Broker
June 2005 - April 2008 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
June 2005 - July 2006 · 1 yr 1 mo
State Registrations22 states
ARAZCACOFLIAILKSKYMAMIMNMONCNENJOHSCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Shaw - Financial Advisor | TrueAdvisor