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Nicholas Abbott

18 Years of Experience
Las Vegas, NV
BrokerSells Insurance

Nicholas Abbott is a registered investment advisor at Independent Financial Group, LLC, based in Las Vegas, NV, with 18 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

732 S. 6th St., #4119, Las Vegas, NV, 89101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is a partner at Mission Financial Group (DBA) and a managing partner at Mission Financial Group LLC (RIA), dedicating full-time and about half his time, respectively. He is also a managing member of Nicholas P Abbott (holding company) and a consultant at Canoe Consulting, and spends minimal time as an insurance agent.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Mission Financial Group, LLC
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisors LLCBroker
September 2022 - July 2023 · 10 mos
Cetera Investment Advisers LLC
November 2020 - January 2021 · 2 mos
First Allied Securities, INC.Broker
August 2018 - September 2022 · 4 yrs 1 mo
First Allied Advisory Services, INC.
August 2018 - November 2020 · 2 yrs 3 mos
Edward Jones
February 2008 - August 2018 · 10 yrs 6 mos
Edward JonesBroker
January 2008 - August 2018 · 10 yrs 7 mos
State Registrations15 states
AZCACOHIINMAMIMTNCNVNYOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.