Nicole Kikugawa is a registered investment advisor at LPL Financial LLC, based in Sonora, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
316 S. Stewart Street, Suite #1, Sonora, CA, 95370
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicole owns rental real estate property since 2007, dedicating minimal time to it. She also provides investment advisory services through Valley Wealth Strategies, LLC and Zuk Financial Group, spending about half her time on these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
Valley Wealth Strategies, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLC
Valley Wealth Strategies
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Pension Planners Securities, INC.
Pension Planners Securities, INC.Broker
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.