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Brett Kelly

21 Years of Experience
Chicago, IL
1 DisclosureBroker

Brett Kelly is a registered investment advisor, based in Chicago, IL, with 21 years of industry experience.

Location

303 E. Wacker Drive, Ste 500, Chicago, IL, 60601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Closed-No Action
Employment History
Current Registrations
Bankers Life Securities, INC.Broker
September 2019 - Present · 6 yrs 10 mos
Bankers Life Advisory Services, INC.
September 2019 - Present · 6 yrs 10 mos
Bankers Life Securities, INC.
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Foresters Advisory Services, LLC
July 2013 - June 2019 · 5 yrs 11 mos
Foresters Financial Services, INC.Broker
June 2004 - June 2019 · 15 yrs
State Registrations52 states
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brett Kelly - Financial Advisor | TrueAdvisor