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Dustin Brown

16 Years of Experience
San Francisco, CA
Broker

Dustin Brown is a registered investment advisor at RBC Capital Markets, LLC, based in San Francisco, CA, with 16 years of industry experience. Dustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

345 California Street, San Francisco, CA, 94104-2642

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dustin works as a host for Russian River Brewing Company's "Pliney the Younger" release, dedicating minimal time. He also boards and cares for dogs on his property through Rover, also requiring minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLC
November 2018 - Present · 7 yrs 6 mos
RBC Capital Markets, LLC
November 2018 - Present · 7 yrs 6 mos
RBC Capital Markets, LLCBroker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Stableford Capital LLC
January 2018 - November 2018 · 10 mos
RBC Capital Markets, LLC
May 2009 - June 2017 · 8 yrs 1 mo
RBC Capital Markets, LLCBroker
March 2009 - June 2017 · 8 yrs 3 mos
State Registrations36 states
AZCACOCTDCDEFLGAHIIAIDILINMAMDMEMIMNMSNCNJNMNVNYOHOKORPARISCTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dustin Brown - Financial Advisor | TrueAdvisor