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David Faulk

21 Years of Experience
Greenwood Village, CO
Broker

David Faulk is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 21 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David serves as an assistant pastor and board member at Lawrence Apostolic Church, and as a pastor and chairman of the board of elders at New Life Church. He also owns pasture and timber land, receiving royalties from mineral rights and income from timber sales.

Employment History
Current Registrations
Empower Advisory Group, LLC
September 2016 - Present · 9 yrs 8 mos
Empower Financial Services, INC.
November 2014 - Present · 11 yrs 6 mos
Empower Financial Services, INC.Broker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Nationwide Investment Advisors, LLC
June 2011 - October 2014 · 3 yrs 4 mos
Nationwide Investment Services CorporationBroker
June 2011 - October 2014 · 3 yrs 4 mos
Gwfs Equities, INC.Broker
May 2008 - May 2011 · 3 yrs
Wells Fargo Investments, LLCBroker
August 2004 - January 2008 · 3 yrs 5 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Faulk - Financial Advisor | TrueAdvisor