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Clint Hinderaker

Principal Securities, INC.
22 Years of Experience
Hiawatha, IA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Clint Hinderaker is a registered investment advisor at Principal Securities, INC., based in Hiawatha, IA, with 22 years of industry experience. Clint is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.

Principal Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1709 advisors
Number of Clients
51,941 clients
Average Client Portfolio
$328K average
Assets Under Management
$17.0B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K1.75%
$150K - $250K1.75%
$250K - $500K1.75%
$500K - $1000K1.20%
$1M+1.10%

Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1059 Longfellow Dr Ste A, Hiawatha, IA, 52233

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019
Settled
Customer Dispute
January 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Clint sells fixed life insurance, fixed annuities, disability insurance, and long-term care insurance, dedicating a few hours per week to this activity. He also serves as a board member for both the Tipton Youth Basketball Association and Tipton Gold Youth Baseball, spending minimal time on each.

Employment History
Current Registrations
Principal Securities, INC.
April 2015 - Present · 11 yrs 6 mos
Principal Securities, INC.Broker
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
Park Avenue Securities LLC
May 2014 - April 2015 · 11 mos
Park Avenue Securities LLCBroker
April 2014 - April 2015 · 1 yr
MML Investors Services, LLC
October 2013 - April 2014 · 6 mos
MML Investors Services, LLCBroker
May 2008 - April 2014 · 5 yrs 11 mos
Signator Investors, INC.Broker
September 2004 - April 2008 · 3 yrs 7 mos
State Registrations19 states
ARAZCACOFLIAILMAMIMNMONENHOHOKORSDTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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