Douglas Deaton is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2019 - Present · 7 yrs 2 mos
Morgan Stanley
March 2019 - Present · 7 yrs 2 mos
Morgan StanleyBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Alliancebernstein L.P.
August 2014 - March 2019 · 4 yrs 7 mos
Sanford C. Bernstein & CO., LLCBroker
July 2014 - March 2019 · 4 yrs 8 mos
Waterford Capital, INC.Broker
February 2012 - February 2012 · 0 mos
Waterford Capital, INC.Broker
July 2009 - February 2010 · 7 mos
Alliancebernstein L.P.
October 2004 - April 2008 · 3 yrs 6 mos
Sanford C. Bernstein & CO., LLCBroker
August 2004 - April 2008 · 3 yrs 8 mos
State Registrations18 states
ARCACODEFLGAILINKSLAMTNCNJNYOKTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.