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Mark Elmore

Independent Financial Group, LLC
20 Years of Experience
Birmingham, AL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Elmore is a registered investment advisor at Independent Financial Group, LLC, based in Birmingham, AL, with 20 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

44 Inverness Center Park, Suite 100, Birmingham, AL, 35242

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2026
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is an agent/representative for Melmoreinv, LLC, a business entity for tax purposes, and spends minimal time on it. He also works as an agent/representative for Concourse Financial, focusing on outside insurance, and spends a few hours per week on this activity.

Employment History
Current Registrations
Independent Financial Group, LLC
May 2022 - Present · 4 yrs 5 mos
Independent Financial Group, LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
San Blas Securities LLCBroker
December 2021 - May 2022 · 5 mos
Sb Advisory, LLC
December 2021 - May 2022 · 5 mos
Rfg Advisory, LLC
October 2021 - December 2021 · 2 mos
Private Client Services, LLCBroker
June 2018 - December 2021 · 3 yrs 6 mos
LPL Financial LLCBroker
August 2011 - June 2018 · 6 yrs 10 mos
Securities America, INC.Broker
January 2008 - August 2011 · 3 yrs 7 mos
American General Securities IncorporatedBroker
October 2005 - December 2007 · 2 yrs 2 mos
State Registrations5 states
ALFLGAMSNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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