Maurice Clarke
Maurice Clarke is a registered investment advisor at MML Investors Services, LLC, based in Virginia Beach, VA, with 20 years of industry experience. Maurice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
468 Viking Dr, Suite 102, Virginia Beach, VA, 23452
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2017Customer Dispute
July 2013Customer Dispute
April 2013Other Business Activities
Maurice is the owner of CFM Business Management, providing business consulting and coaching to business owners since 2019. This activity requires about 10-20% of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.