Adam Stempel is a registered investment advisor at Vega Capital Partners LLC, based in New York, NY, with 16 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $100K in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$100K
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Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vega Capital Partners LLC
November 2025 - Present · 6 mos
Previous Registrations
BMO Capital Markets CORP.Broker
December 2010 - August 2025 · 14 yrs 8 mos
RBC Capital Markets CorporationBroker
February 2008 - March 2009 · 1 yr 1 mo
RBC Capital Markets CorporationBroker
May 2007 - February 2008 · 9 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.