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Svetla Vavova-Clifford

20 Years of Experience
San Jose, CA
Broker

Svetla Vavova-Clifford is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

225 West Santa Clara Street, Suite 900, San Jose, CA, 95113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Svetla owns Uniquely Yours Designer Dolls, customizing dolls and dedicating a few hours per week to this investment-related activity since 1999. She also serves as a Power of Attorney (POA) since 2007, spending minimal time on this investment-related role.

Employment History
Current Registrations
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
The Blakeley Group INC
May 2021 - July 2022 · 1 yr 2 mos
Charles Schwab & CO., INC.
July 2019 - November 2020 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
July 2019 - November 2020 · 1 yr 4 mos
American Century Private Client Group
December 2018 - June 2019 · 6 mos
American Century Brokerage, INC.Broker
November 2011 - December 2012 · 1 yr 1 mo
American Century Advisory Services, INC.
April 2011 - December 2012 · 1 yr 8 mos
American Century Investment Services INC.Broker
April 2011 - June 2019 · 8 yrs 2 mos
Ameriprise Financial Services, INC.
November 2005 - April 2011 · 5 yrs 5 mos
Ameriprise Financial Services, INC.Broker
November 2005 - April 2011 · 5 yrs 5 mos
Ameriprise Financial Services, INC.
November 2004 - October 2005 · 11 mos
Ameriprise Financial Services, INC.Broker
September 2004 - October 2005 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
September 2004 - October 2005 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Svetla Vavova-Clifford - Financial Advisor | TrueAdvisor