JR
JR

Jean Ruimy

21 Years of Experience
Hermosa Beach, CA
1 DisclosureBroker

Jean Ruimy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hermosa Beach, CA, with 21 years of industry experience. Jean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

200 Pier Ave, Ste 325, Hermosa Beach, CA, 90254-3692

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Other Business Activities

Jean owns Abundant Mama, Inc. and manages her Ameriprise business. She also serves as Treasurer of the Parent Council for her children's schools, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2014 - Present · 12 yrs 1 mo
Ameriprise Financial Services, LLC
January 2008 - Present · 18 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
September 2004 - July 2007 · 2 yrs 10 mos
Ameriprise Financial Services, INC.Broker
September 2004 - July 2007 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
September 2004 - July 2006 · 1 yr 10 mos
State Registrations14 states
CACOFLGALAMAMONMNVNYPATNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors