JR
JR

Jean Ruimy

21 Years of Experience
Hermosa Beach, CA
1 DisclosureBroker

Jean Ruimy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hermosa Beach, CA, with 21 years of industry experience. Jean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

200 Pier Ave, Ste 325, Hermosa Beach, CA, 90254-3692

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Denied
Other Business Activities

Jean owns Abundant Mama, Inc. and manages her Ameriprise business. She also serves as Treasurer of the Parent Council for her children's schools, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2014 - Present · 12 yrs
Ameriprise Financial Services, LLC
January 2008 - Present · 18 yrs 8 mos
Ameriprise Financial Services, LLCBroker
January 2008 - Present · 18 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.
September 2004 - July 2007 · 2 yrs 10 mos
Ameriprise Financial Services, INC.Broker
September 2004 - July 2007 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
September 2004 - July 2006 · 1 yr 10 mos
State Registrations14 states
CACOFLGALAMAMONMNVNYPATNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jean Ruimy - Financial Advisor | TrueAdvisor