Karman Tong is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 19 years of industry experience. Karman operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...
Location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2017 - Present · 9 yrs 5 mos
Neuberger Berman Bd LLCBroker
April 2017 - Present · 9 yrs 5 mos
Previous Registrations
Neuberger Berman LLC
March 2015 - October 2016 · 1 yr 7 mos
Neuberger Berman LLCBroker
March 2015 - October 2016 · 1 yr 7 mos
Hightower Advisors, LLC
November 2013 - March 2014 · 4 mos
Hightower Securities, LLCBroker
November 2013 - March 2014 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - November 2013 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - November 2013 · 2 yrs 2 mos
NFP Securities, INC.Broker
January 2010 - April 2011 · 1 yr 3 mos
Vanguard Marketing CorporationBroker
September 2004 - August 2009 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.