Steven Perry is a registered investment advisor, based in Sacramento, CA, with 14 years of industry experience.
Location
3610 American River Dr Ste 120, Sacramento, CA, 95864
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Regulatory History (1)
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Criminal
June 1983Final Disposition
Other Business Activities
Steven is affiliated with Mariner Advisor Network and Mariner Independent Advisor Network, providing investment advisory services. He also serves as a board member for Al Bahrain Shrine and Vista Elks Lodge, and is a registered representative for MSEC, LLC, dedicating a significant amount of time to this role.
Employment History
Current Registrations
Msec, LLC
April 2025 - Present · 1 yr 3 mos
Msec, LLCBroker
April 2025 - Present · 1 yr 3 mos
LPL Financial LLC
May 2024 - Present · 2 yrs 2 mos
Mariner Advisor Network
December 2022 - Present · 3 yrs 7 mos
LPL Financial LLC
January 2012 - Present · 14 yrs 6 mos
LPL Financial LLCBroker
January 2012 - Present · 14 yrs 6 mos
Previous Registrations
LPL Financial LLC
June 2013 - December 2022 · 9 yrs 6 mos
Edward JonesBroker
September 2004 - January 2005 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.