TrueAdvisor
TrueAdvisor
CM
CM

Cara Corinne Magliocco

Allspring Funds Management, LLC
20 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Allspring Funds Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
85 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Location

Moodus, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Management, LLC
November 2017 - Present · 8 yrs 3 mos
Allspring Funds Distributor, LLC
November 2017 - Present · 8 yrs 3 mos
Allspring Funds Distributor, LLCBroker
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Clearbridge Investments, LLC
March 2012 - November 2017 · 5 yrs 8 mos
Legg Mason Investor Services, LLCBroker
March 2012 - November 2017 · 5 yrs 8 mos
Ing Investment Management CO.
August 2009 - March 2012 · 2 yrs 7 mos
Ing Investments Distributor, LLCBroker
August 2009 - March 2012 · 2 yrs 7 mos
Ing Financial Advisers, LLC
July 2008 - August 2009 · 1 yr 1 mo
Ing Financial Advisers, LLCBroker
July 2008 - August 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
August 2006 - June 2008 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
July 2005 - June 2008 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.