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CFP

Carolyn Nolan

Ameriprise Financial Services, LLC
22 Years of Experience
Winchester, MA
Broker
View SEC Summary
View SEC Summary

Carolyn Nolan is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Winchester, MA, with 22 years of industry experience. Carolyn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

48 Mount Vernon St Ste 300, Winchester, MA, 01890

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carolyn owns multiple real estate properties and is co-owner of Watermelon Bay LLC, managing her Ameriprise business, dedicating a few hours per week. She also owns several other LLCs for real estate and consulting, and runs a personal platform for sharing tips, spending about a third of her time on consulting.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2016 - Present · 9 yrs 10 mos
Ameriprise Financial Services, LLC
September 2004 - Present · 22 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2004 - Present · 22 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, INC.
October 2006 - December 2011 · 5 yrs 2 mos
Ids Life Insurance CompanyBroker
September 2004 - July 2006 · 1 yr 10 mos
State Registrations32 states
AZCACOCTFLHIILLAMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCTNTXVAVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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