MI
MI

Michael Ianni

19 Years of Experience
Chicago, IL
Broker

Michael Ianni is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 19 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is an adjunct professor at DePaul University since 2009, dedicating about 10-20% of his time. He was also an instructor/consultant teaching business communications until 2014, spending a few hours per week.

Employment History
Current Registrations
Nuveen Asset Management, LLC
September 2011 - Present · 14 yrs 8 mos
Nuveen Securities, LLC
April 2006 - Present · 20 yrs 1 mo
Nuveen Securities, LLCBroker
April 2006 - Present · 20 yrs 1 mo
Previous Registrations
Nuveen Fund Advisors, INC.
July 2006 - September 2011 · 5 yrs 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.