David Friedman is a registered investment advisor, based in Dallas, TX, with 21 years of industry experience.
Location
200 Crescent Court, Suite 1200, Dallas, TX, 75201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David works as a Senior External Wholesaler at Westwood Management Corp. since 2019, focusing on financial sales and dedicating full-time hours to this role.
Employment History
Current Registrations
Salient Capital L.P.Broker
January 2025 - Present · 1 yr 3 mos
Salient Capital L.P.
January 2025 - Present · 1 yr 3 mos
Westwood Management CORP
August 2019 - Present · 6 yrs 8 mos
Previous Registrations
Foreside Fund Services, LLCBroker
August 2019 - December 2024 · 5 yrs 4 mos
New York Life Investment Management LLC
May 2011 - July 2019 · 8 yrs 2 mos
Eagle Strategies LLC
October 2010 - May 2011 · 7 mos
Nylife Distributors LLCBroker
February 2010 - July 2019 · 9 yrs 5 mos
New York Life Investment Management LLC
February 2010 - October 2010 · 8 mos
Lord, Abbett & CO. LLC
November 2004 - January 2010 · 5 yrs 2 mos
Lord Abbett Distributor LLCBroker
September 2004 - January 2010 · 5 yrs 4 mos
State Registrations13 states
CTDCDEMAMDMENHNJNYPARITXVT
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Exams
No exam information available for this advisor.