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KP
CFP
KP
CFP

Kerry Phelan

Ameriprise Financial Services, LLC
22 Years of Experience
Poughkeepsie, NY
Broker
View SEC Summary
View SEC Summary

Kerry Phelan is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Poughkeepsie, NY, with 22 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

27 Collegeview Ave, Poughkeepsie, NY, 12603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kerry owns mixed-use real estate and manages tenants in commercial rental property. Kerry also oversees company operations for recordkeeping purposes at CJR Consulting LLC and is a board member at Phelan, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Ameriprise Financial Services, LLC
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
First Investors CorporationBroker
September 2004 - January 2011 · 6 yrs 4 mos
State Registrations29 states
AZCACOCTDCDEFLGAHIILMAMDMEMIMNMONCNJNMNVNYPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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