Justin Souma is a CFP-designated registered investment advisor at LPL Financial LLC, based in Highlands, NC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
476 Dillard Rd, Highlands, NC, 28741
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Justin operates his LPL business under the DBA Hickory Ridge Wealth Advisors, dedicating about a quarter of his time. He also owns Seven Oaks Farm at Hickory Ridge, LLC, spending a few hours per week on it outside of trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Benjamin F. Edwards & Company, INC.Broker
Benjamin F. Edwards & Company, Incorporated
LPL Financial LLCBroker
LPL Financial LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations28 states
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