RP
RP

Ryan Paugh

20 Years of Experience
Beachwood, OH
3 Disclosures

Ryan Paugh is a registered investment advisor at Stratos Wealth Advisors LLC, based in Beachwood, OH, with 20 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 4,979 clients with $4.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
Number of Clients
4,979 clients
Average Client Portfolio
$985K average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$10K

Stratos Wealth Advisors (SWA) offers investment management through advisor-managed accounts. You'll pay a management fee, plus transaction charges for each trade. There may be some investments, like certain mutual funds, where you won't pay transaction fees. The maximum annual advisory fee is 2.0% of your portfolio. In some cases, SWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management. A minimum account value of $10,000 is required for advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.

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Location

3750 Park East Drive, Suite 200, Beachwood, OH, 44122

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2017
Final
Employment Separation After Allegations
August 2015
Customer Dispute
July 2015
Settled
Other Business Activities

Ryan is the owner of Paugh LLC, a financial advising business, since 2014. He works as a financial advisor for Stratos Wealth Advisors, LLC, dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
May 2017 - Present · 9 yrs 2 mos
Previous Registrations
Stratos Wealth Partners, LTD
October 2015 - September 2017 · 1 yr 11 mos
J.P. Morgan Securities LLC
October 2012 - August 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2015 · 2 yrs 10 mos
Chase Investment Services CORP.Broker
September 2009 - October 2012 · 3 yrs 1 mo
Chase Investment Services CORP.
September 2009 - October 2012 · 3 yrs 1 mo
Raymond James & Associates, INC.
August 2005 - September 2009 · 4 yrs 1 mo
Raymond James & Associates, INC.Broker
March 2005 - September 2009 · 4 yrs 6 mos
Quest Capital Strategies, INC.Broker
March 2005 - April 2005 · 1 mo
State Registrations4 states
LANVOHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Paugh - Financial Advisor | TrueAdvisor