Roy Michaelson is a registered investment advisor, based in Hummelstown, PA, with 21 years of industry experience.
Location
119 West Main Street, Hummelstown, PA, 17036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services Advisors, INC
August 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2014 - August 2019 · 5 yrs 6 mos
Wells Fargo Clearing Services, LLC
February 2014 - August 2019 · 5 yrs 6 mos
Raymond James Financial Services Advisors, INC
June 2009 - March 2014 · 4 yrs 9 mos
Raymond James Financial Services, INC.Broker
June 2009 - March 2014 · 4 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2004 - February 2006 · 1 yr 6 mos
State Registrations8 states
FLILMNNYPASCVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.