Raul Vargas is a registered investment advisor, based in Columbus, OH, with 19 years of industry experience.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nationwide Investment Services CorporationBroker
February 2023 - Present · 3 yrs 3 mos
Nationwide Investment Advisors, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Kestra Advisory Services, LLC
February 2020 - August 2021 · 1 yr 6 mos
Kestra Investment Services, LLCBroker
January 2020 - August 2021 · 1 yr 7 mos
Newport Group Securities, INC.Broker
August 2018 - December 2019 · 1 yr 4 mos
MML Distributors, LLCBroker
May 2014 - August 2018 · 4 yrs 3 mos
MML Investors Services, LLCBroker
January 2013 - May 2014 · 1 yr 4 mos
Prudential Investment Management Services LLCBroker
May 2008 - November 2012 · 4 yrs 6 mos
Cnl Securities CORP.Broker
July 2006 - May 2008 · 1 yr 10 mos
New England SecuritiesBroker
August 2005 - July 2006 · 11 mos
AXA Advisors, LLCBroker
November 2004 - July 2005 · 8 mos
State Registrations5 states
ALFLGAOHPR
AdvisorBroker
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Exams
No exam information available for this advisor.