PF
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Peter Frawley
21 Years of Experience
Lake Orion, MI
7 DisclosuresBroker
Peter Frawley is a registered investment advisor at Overwatch Advisors, LLC, based in Lake Orion, MI, with 21 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.30% |
These fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Lake Orion, MI
Get directionsHistory
Regulatory History (7)
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Criminal
March 2017Final Disposition
Regulatory
June 2013Final
Customer Dispute
June 2013Settled
Regulatory
November 2012Final
Employment Separation After Allegations
February 2011Customer Dispute
June 2009Denied
Criminal
December 1999Final Disposition
Other Business Activities
Peter is the President of Overwatch Advisors, LLC, an independent RIA. He acts as a portfolio manager, manages investment strategies, and conducts trading activities, dedicating full-time hours to this role.
Employment History
Current Registrations
Overwatch Advisors, LLC
December 2022 - Present · 3 yrs 5 mos
Corecap Advisors
June 2012 - Present · 13 yrs 11 mos
Corecap Investments, LLC
June 2012 - Present · 13 yrs 11 mos
Corecap Investments, LLCBroker
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Leonard & CompanyBroker
June 2011 - June 2012 · 1 yr
Leonard and Company
June 2011 - June 2012 · 1 yr
Robert W. Baird & CO. Incorporated
January 2010 - March 2011 · 1 yr 2 mos
Robert W. Baird & CO. IncorporatedBroker
July 2007 - March 2011 · 3 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
September 2004 - August 2007 · 2 yrs 11 mos
State Registrations5 states
COILLAMIOK
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.