Richard Sanborn is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2010 - Present · 16 yrs 1 mo
Morgan Stanley
May 2010 - Present · 16 yrs 2 mos
Previous Registrations
AXA Advisors, LLC
February 2007 - June 2008 · 1 yr 4 mos
AXA Advisors, LLCBroker
January 2007 - June 2008 · 1 yr 5 mos
State Registrations23 states
AZCACOCTDEFLGAIAILKYLAMAMSNENJNMNVNYSCTXVAVirgin IslandsWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.