CF
CFP
CF
CFP
Chad Faulkenberry is a CFP-designated registered investment advisor, based in Winter Springs, FL, with 21 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Winter Springs, FL
Get directionsHistory
Regulatory History (3)
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Regulatory
July 2025Final
Customer Dispute
October 2024Denied
Customer Dispute
May 2024Settled
Other Business Activities
Chad facilitates Dave Ramsey's Financial Peace University course and is the Finance Committee Chair for Aloma Church Ministries, focusing on financial planning and management. He is also the Chair of the Board of Directors for Central Florida Community Arts.
Employment History
Current Registrations
Hightower Securities, LLCBroker
April 2026 - Present · 6 mos
Hightower Securities, LLC
April 2026 - Present · 6 mos
Hightower Advisors, LLC
April 2026 - Present · 6 mos
Previous Registrations
Journey Strategic Wealth LLC
January 2025 - April 2026 · 1 yr 3 mos
Schwab Wealth Advisory, INC.
July 2014 - June 2024 · 9 yrs 11 mos
Charles Schwab & CO., INC.Broker
July 2014 - June 2024 · 9 yrs 11 mos
Raymond James & Associates, INC.
March 2008 - June 2014 · 6 yrs 3 mos
Raymond James & Associates, INC.Broker
March 2008 - June 2014 · 6 yrs 3 mos
Banc of America Investment Services, INC.
June 2005 - March 2008 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2008 · 3 yrs 5 mos
State Registrations3 states
FLTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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