Richard Sokol is a registered investment advisor at Legacy Capital Group LLC, based in Englewood, CO, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable for clients with greater than $1.0mm of assets managed.
Fee Estimator
Location
Englewood, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is on the board of directors of Memolink, Inc., a privately-held company that manages an internet shopping portal. He joined the board in 2004, and attends two meetings per year, dedicating minimal time to this activity.
Employment History
Current Registrations
Legacy Capital Group LLC
Previous Registrations
Alliancebernstein L.P.
Kesef Financial Group
State Registrations1 state
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