Adam Droker is a registered investment advisor at Waterrock Global Asset Management, based in Bellevue, WA, with 20 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 154 clients with $64M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WaterRock Global Asset Management offers discretionary portfolio management with two fee structures:
- Asset-based fees: A percentage of your portfolio's value. The maximum fee is 1.50% for accounts under $5 million and 1.00% for accounts over $5 million. Actual fees depend on your needs, the amount of work required, and the portfolio model selected.
- Performance-based fees: Available only to qualified investors. Includes a percentage of your portfolio's value and a percentage of capital gains. The asset-based fee ranges from 0% to 1.50% for accounts under $5 million and 0% to 1.00% for accounts over $5 million. The performance-based fee is up to 20% of net profit. This option is not available to clients based in Arizona.
Fees may be discounted or negotiated at the discretion of the principal. Trading fees may be rebated for some clients.
Location
29 148th Ave Se, Bellevue, WA, 98007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam has several outside business activities, including Droker Financial LLC, Stigmare, The Vertigo Group LLC, SPAMPROS LLC, DROVY LLC, rental property ownership, President of Bellevue Kiwanis Club, Umpire for softball and little league, and BellEast Little League Director of Fundraising. These activities range from minimal time commitment to about a quarter of Adam's time.
Employment History
Current Registrations
Waterrock Global Asset Management
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.