Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
154 clients
Average Client Portfolio
$414K average
Assets Under Management
$63.7M

Fee Structure

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Location

29 148th Ave Se, Bellevue, WA, 98007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam has several outside business activities, including Droker Financial LLC, Stigmare, The Vertigo Group LLC, SPAMPROS LLC, DROVY LLC, rental property ownership, President of Bellevue Kiwanis Club, Umpire for softball and little league, and BellEast Little League Director of Fundraising. These activities range from minimal time commitment to about a quarter of Adam's time.

Employment History
Current Registrations
Waterrock Global Asset Management
April 2011 - Present · 14 yrs 10 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - April 2011 · 1 yr 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2007 - April 2007 · 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
April 2005 - March 2007 · 1 yr 11 mos
State Registrations5 states
AZCAFLORWA
Advisor
Exams
No exam information available for this advisor.